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Detailed Report
TYLER RICHARD SCHLUMPF
CRD#: 5022601
IA
Investment Adviser
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Previous Broker
PRIVATE WEALTH ASSET MANAGEMENTCRD#: 315819 1100 CAPITOL AVENUE
SUITE 200
OMAHA, NE 68102
Registration History
200620082010201220142016201820202022202420262 FIRMS2021 - 2023 (1 year)IAPRIVATE WEALTH ASSET MANAGEMENT (CRD# 315819)2023 - Present (1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2006 - 2012 (6 years)IACARSON GROUP INVESTING (CRD# 291744)2018 - 2019 (<1 year)
License(s)

State Registrations

IA
Nebraska 5/24/2023
Current Registration(s)
IA
PRIVATE WEALTH ASSET MANAGEMENT (CRD#:315819)
1100 CAPITOL AVENUE SUITE 200, OMAHA, NE 68102
Registered with this firm since 5/24/2023
Previous Registration(s)
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 07/19/2021 - 03/22/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OMAHA, NE
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 07/15/2021 - 03/22/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OMAHA, NE
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 11/28/2018 - 06/10/2019 CARSON GROUP INVESTING (CRD#:291744) Omaha, NE
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 06/26/2006 - 10/29/2012 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.