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Detailed Report
HOWARD J MOYER III
Joe Moyer
CRD#: 5022494
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 1000 COMMERCE PARK DR STE 412A
WILLIAMSPORT, PA 17701
LPL FINANCIAL LLCCRD#: 6413 255 SPRING ST
SAYRE, PA 18840-1909
Registration History
200620082010201220142016201820202022202420262 FIRMS2008 - 2011 (2 years)2 FIRMS2014 - Present (10 years)BCOMPREHENSIVE ASSET MANAGEMENT... (CRD# 43814)2011 - 2014 (3 years)BWACHOVIA SECURITIES FINANCIAL ... (CRD# 11025)2006 - 2008 (1 year)IAHUDOCK MOYER WEALTH RESOURCES, LLC (CRD# 149255)2009 - 2014 (5 years)IAWACHOVIA SECURITIES FINANCIAL ... (CRD# 11025)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Arizona 12/23/2014
B
New York 10/24/2014
B
Connecticut 11/13/2014
B
Pennsylvania 10/24/2014
IA
Louisiana 10/28/2014
IA
Pennsylvania 10/28/2014
B
Maine 11/13/2014
B
Virginia 11/20/2014
B
Massachusetts 1/7/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
1000 COMMERCE PARK DR STE 412A, WILLIAMSPORT, PA 17701
Registered with this firm since 10/28/2014
B
LPL FINANCIAL LLC (CRD#:6413)
255 SPRING ST, SAYRE, PA 18840-1909
1000 COMMERCE PARK DR STE 412A, WILLIAMSPORT, PA 17701-5475
Registered with this firm since 10/24/2014
Previous Registration(s)
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B
 03/28/2011 - 11/17/2014 COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (CRD#:43814) WILLIAMSPORT, PA
IA
 11/20/2009 - 11/07/2014 HUDOCK MOYER WEALTH RESOURCES, LLC (CRD#:149255) WILLIAMSPORT, PA
IA
 11/06/2008 - 03/21/2011 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) WILLIAMSPORT, PA
B
 11/06/2008 - 03/21/2011 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) WILLIAMSPORT, PA
IA
 08/01/2007 - 07/09/2008 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (CRD#:11025) WILLIAMSPORT, PA
B
 09/13/2006 - 07/09/2008 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (CRD#:11025) WILLIAMSPORT, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.