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Detailed Report
LENG M LO
CRD#: 5022439
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI RETAIL BANKING
3605 CENTRAL AVENUE
RIVERSIDE, CA 92506
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - Present (17 years)
Disclosure(s)
View By:
1/31/2011
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 3/14/2018
B
Missouri 4/19/2021
B
Arizona 11/30/2017
B
Nevada 7/8/2010
B
California 5/29/2007
B
New York 5/16/2016
IA
California 5/29/2007
B
North Carolina 6/10/2020
B
Colorado 8/20/2021
B
Oregon 4/4/2011
B
Florida 4/4/2011
B
Rhode Island 1/6/2016
B
Georgia 2/8/2011
B
Tennessee 5/17/2011
B
Idaho 7/16/2015
B
Texas 12/22/2015
B
Illinois 6/2/2016
B
Washington 6/11/2010
B
Minnesota 8/28/2008
B
Wisconsin 2/8/2011

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI RETAIL BANKING 3605 CENTRAL AVENUE, RIVERSIDE, CA 92506
CITI RETAIL BANKING 3580 TYLER STREET, RIVERSIDE, CA 92503
Registered with this firm since 5/29/2007
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI RETAIL BANKING 3605 CENTRAL AVENUE, RIVERSIDE, CA 92506
CITI RETAIL BANKING 3580 TYLER STREET, RIVERSIDE, CA 92503
Registered with this firm since 5/29/2007
Previous Registration(s)
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IA
 08/21/2006 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) RIVERSIDE, CA
B
 04/14/2006 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) RIVERSIDE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.