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JODY KEITH DAVIS
CRD#: 5022117
IA
B
NEWEDGE ADVISORSCRD#: 171351 1200 Brookstone Centre Parkway
Suite 101
Columbus, GA 31904
Suite 101
Columbus, GA 31904
LPL FINANCIAL LLCCRD#: 6413 1200 BROOKSTONE CENTRE PKWY
SUITE 101
COLUMBUS, GA 31904
SUITE 101
COLUMBUS, GA 31904
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 4/2/2007
B
New York 2/19/2013
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Alabama 6/10/2020
B
North Carolina 10/29/2014
B
Connecticut 1/24/2018
B
Oklahoma 3/13/2024
B
Florida 4/2/2007
B
South Carolina 1/9/2009
B
Georgia 4/2/2007
B
Tennessee 2/23/2021
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Georgia 6/2/2020
B
Texas 1/24/2018
B
Maryland 1/19/2022
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Texas 6/1/2020
B
Minnesota 8/28/2019
B
Virginia 9/26/2016
B
New Jersey 7/23/2014
SRO Registrations
B
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Registered with this firm since 6/1/2020
B
Registered with this firm since 4/2/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/14/2016 - 09/01/2020 | COLUMBUS, GA | |
IA | 08/03/2017 - 09/05/2017 | FORT MILL, SC | |
IA | 04/10/2007 - 08/02/2017 | FORT MILL, SC | |
IA | 10/19/2006 - 04/17/2007 | COLUMBUS, GA | |
B | 09/07/2005 - 04/05/2007 | COLUMBUS, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.