Individual Firm
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NICHOLAS EDWARD STYCZEN
NICHOLAS E. STYCZEN
CRD#: 5020617
IA
B
LPL FINANCIAL LLCCRD#: 6413 2443 WARRENVILLE RD, STE 115
LISLE, IL 60532
LISLE, IL 60532
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Arizona 5/15/2023
B
Michigan 5/15/2023
B
Florida 5/15/2023
B
Tennessee 5/15/2023
B
Georgia 4/26/2024
B
Utah 5/15/2023
B
Illinois 5/15/2023
B
Vermont 11/21/2023
IA
Illinois 5/15/2023
B
Virginia 5/15/2023
B
Indiana 5/15/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 5/15/2023
B
Registered with this firm since 5/15/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/01/2011 - 05/15/2023 | Lisle, IL | |
B | 04/01/2011 - 05/15/2023 | LISLE, IL | |
B | 10/05/2009 - 04/05/2011 | OAKBROOK TERRACE, IL | |
IA | 10/05/2009 - 12/31/2010 | OAKBROOK TERRACE, IL | |
IA | 11/03/2006 - 10/05/2009 | OAKBROOK TERRACE, IL | |
B | 11/03/2006 - 10/05/2009 | OAKBROOK TERRACE, IL | |
IA | 11/24/2005 - 11/07/2006 | ELGIN, IL | |
B | 11/15/2005 - 11/07/2006 | ELGIN, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.