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Detailed Report
Joshua Robert Kubiak
JOSHUA R KUBIAK
CRD#: 5020268
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 599 PEARSON DR SUITE 2
GENOA, IL 60135
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - Present (15 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2009 (4 years)
Disclosure(s)
View By:
9/23/2009
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 12/6/2013
B
Nebraska 5/21/2024
B
Colorado 3/28/2011
B
North Carolina 4/30/2020
B
Florida 1/28/2011
B
Tennessee 5/10/2023
B
Georgia 3/30/2018
B
Texas 4/12/2013
B
Illinois 1/19/2010
IA
Texas 1/17/2019
IA
Illinois 1/20/2010
B
Utah 8/26/2020
B
Iowa 3/30/2011
B
Washington 10/16/2018
B
Minnesota 1/27/2023
B
Wisconsin 3/28/2011

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
599 PEARSON DR SUITE 2, GENOA, IL 60135
Registered with this firm since 1/20/2010
B
EDWARD JONES (CRD#:250)
599 PEARSON DR SUITE 2, GENOA, IL 60135
Registered with this firm since 1/5/2010
Previous Registration(s)
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B
 09/08/2005 - 10/23/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NAPERVILLE, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.