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Detailed Report
JENNIFER HOLLIS FARRIS
JENNIFER LYNN HOLLIS
CRD#: 5019864
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 Trussville, AL
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2010 (3 years)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - Present (12 years)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Alabama 2/20/2013
IA
Alabama 2/20/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
Trussville, AL
Registered with this firm since 2/20/2013
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
Trussville, AL
Registered with this firm since 2/20/2013
Previous Registration(s)
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IA
 10/11/2011 - 02/04/2013 LPL FINANCIAL LLC (CRD#:6413) TRUSSVILLE, AL
B
 10/11/2011 - 02/04/2013 LPL FINANCIAL LLC (CRD#:6413) TRUSSVILLE, AL
IA
 12/08/2010 - 10/11/2011 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) BIRMINGHAM, AL
B
 12/08/2010 - 10/11/2011 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) BIRMINGHAM, AL
IA
 03/01/2007 - 11/11/2010 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) BIRMINGHAM, AL
B
 02/13/2007 - 11/11/2010 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) BIRMINGHAM, AL
B
 10/05/2006 - 02/13/2007 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.