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Detailed Report
MAKLOF H HOSHAN
MAC HOSHAN
CRD#: 5019614
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1144 MAIN AVE
CLIFTON, NJ 07011
Registration History
20062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2013 - Present (11 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2012 - Present (13 years)BMETLIFE SECURITIES INC. (CRD# 14251)2012 - 2012 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2010 (3 years)BPNC INVESTMENTS (CRD# 129052)2006 - 2007 (<1 year)
License(s)

State Registrations

B
California 4/3/2019
B
New Mexico 2/14/2018
B
Colorado 11/7/2024
B
New York 4/2/2012
B
Connecticut 10/29/2015
IA
New York 7/27/2021
B
Florida 1/15/2015
B
North Carolina 3/11/2015
B
Georgia 10/25/2021
B
Pennsylvania 6/16/2017
B
Massachusetts 4/22/2015
B
South Carolina 1/25/2016
B
New Jersey 4/2/2012
B
Texas 4/22/2016
IA
New Jersey 9/17/2013

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1144 MAIN AVE, CLIFTON, NJ 07011
1 JOHNSON AVE, HACKENSACK, NJ 07601
Registered with this firm since 9/17/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1144 MAIN AVE, CLIFTON, NJ 07011
1 JOHNSON AVE, HACKENSACK, NJ 07601
Registered with this firm since 4/2/2012
Previous Registration(s)
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B
 01/16/2012 - 03/06/2012 METLIFE SECURITIES INC. (CRD#:14251) FORT LEE, NJ
B
 03/28/2007 - 03/23/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) CLIFTON, NJ
B
 03/06/2006 - 01/08/2007 PNC INVESTMENTS (CRD#:129052) TENAFLY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.