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Detailed Report
CHANTAY W MOORE
CHANTAY WAHKUNA MOORE, CHANTAY MOORE, Chantay W Moore, CHANTAY WILLIAMS, Chantay WAHKUNA Williams
CRD#: 5019539
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Investment Adviser
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Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 ONE TRANS AM PLAZA
OAKBROOK TERRACE, IL 60181
Registration History
200620082010201220142016201820202022202420262 FIRMS2013 - 2016 (3 years)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2018 - Present (7 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2016 - Present (9 years)BTD AMERITRADE, INC. (CRD# 7870)2011 - 2013 (1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2007 - 2008 (<1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2005 - 2007 (1 year)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2007 (1 year)
License(s)

State Registrations

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Arizona 2/18/2025
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Illinois 3/23/2018
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California 10/3/2023
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Indiana 10/4/2018
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Florida 5/7/2020
IA
Indiana 8/18/2020
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Illinois 5/9/2016
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New Mexico 1/3/2024

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
ONE TRANS AM PLAZA, OAKBROOK TERRACE, IL 60181
Registered with this firm since 3/23/2018
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TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
ONE TRANS AM PLAZA, OAKBROOK TERRACE, IL 60181
Registered with this firm since 3/28/2016
Previous Registration(s)
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 01/04/2013 - 01/20/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHICAGO, IL
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 01/04/2013 - 01/20/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHICAGO, IL
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 04/11/2011 - 01/03/2013 TD AMERITRADE, INC. (CRD#:7870) CHICAGO, IL
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 09/10/2007 - 04/28/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LAKE OSWEGO, OR
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 01/05/2006 - 03/05/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) TINLEY PARK, IL
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 12/13/2005 - 03/05/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) TINLEY PARK, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.