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PHILIP H PINKEY
PHIL PINKEY, PHILIP Henry PINKEY
CRD#: 5019011
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 MORRISTOWN, NJ
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 MORRISTOWN, NJ
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2010 (<1 year)2 FIRMS2010 - 2011 (1 year)2 FIRMS2012 - 2021 (9 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - 2009 (1 year)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)2005 - 2007 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 9/28/2021

B
Nevada 9/28/2021

B
Alaska 9/28/2021

B
New Hampshire 9/28/2021

B
Arizona 9/28/2021

B
New Jersey 9/28/2021

B
Arkansas 9/28/2021

IA
New Jersey 6/9/2022

B
California 9/28/2021

B
New Mexico 9/28/2021

B
Colorado 9/28/2021

B
New York 9/28/2021

B
Connecticut 9/28/2021

B
North Carolina 9/28/2021

B
Delaware 9/28/2021

B
North Dakota 9/28/2021

B
District of Columbia 9/28/2021

B
Ohio 9/30/2021

B
Florida 9/28/2021

B
Oklahoma 9/28/2021

B
Georgia 9/28/2021

B
Oregon 9/28/2021

B
Hawaii 9/28/2021

B
Pennsylvania 9/28/2021

B
Idaho 9/28/2021

B
Puerto Rico 9/28/2021

B
Illinois 9/28/2021

B
Rhode Island 9/28/2021

B
Indiana 9/28/2021

B
South Carolina 9/28/2021

B
Iowa 9/28/2021

B
South Dakota 9/28/2021

B
Kansas 9/28/2021

B
Tennessee 9/28/2021

B
Kentucky 9/28/2021

B
Texas 9/28/2021

B
Louisiana 9/28/2021

IA
Texas 6/9/2022

B
Maine 9/28/2021

B
Utah 9/28/2021

B
Maryland 9/28/2021

B
Vermont 9/28/2021

B
Massachusetts 9/28/2021

B
Virgin Islands 9/28/2021

B
Michigan 9/28/2021

B
Virginia 9/28/2021

B
Minnesota 9/28/2021

B
Washington 9/28/2021

B
Mississippi 9/28/2021

B
West Virginia 9/28/2021

B
Missouri 9/28/2021

B
Wisconsin 9/28/2021

B
Montana 9/28/2021

B
Wyoming 9/28/2021

B
Nebraska 9/28/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
MORRISTOWN, NJ
Registered with this firm since 6/9/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
MORRISTOWN, NJ
Registered with this firm since 9/28/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/09/2012 - 07/07/2021 MISSIONSQUARE RETIREMENT (CRD#:108783) Morristown, NJ
B
02/09/2012 - 07/07/2021 ICMA-RC SERVICES, LLC (CRD#:23189) WASHINGTON, DC
IA
10/25/2010 - 12/07/2011 MARYLAND FINANCIAL GROUP, INC. (CRD#:122320) ROCKVILLE, MD
B
10/13/2010 - 12/02/2011 FSC SECURITIES CORPORATION (CRD#:7461) ROCKVILLE, MD
IA
07/06/2010 - 10/13/2010 NAVY FEDERAL ASSET MANAGEMENT, LLC (CRD#:144244) VIENNA, VA
B
07/06/2010 - 10/13/2010 NAVY FEDERAL BROKERAGE SERVICES, LLC (CRD#:138459) SPRINGFIELD, VA
IA
08/28/2009 - 06/29/2010 CENTAURUS FINANCIAL, INC. (CRD#:30833) LEESBURG, VA
B
08/28/2009 - 06/29/2010 CENTAURUS FINANCIAL, INC. (CRD#:30833) LEESBURG, VA
IA
01/01/2008 - 02/12/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RICHMOND, VA
B
11/29/2007 - 02/12/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RICHMOND, VA
B
09/13/2005 - 09/21/2007 CAPITAL BROKERAGE CORPORATION (CRD#:10465) RICHMOND, VA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.