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SHAVON MARIE KELLEY
SHAVON MARIE WAGNER
CRD#: 5017729
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2800 POST OAK BLVD
HOUSTON, TX 77056
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Alabama 1/15/2020

B
Missouri 1/15/2020

B
Alaska 1/15/2020

B
Montana 5/20/2021

B
Arizona 10/17/2008

B
Nebraska 1/15/2020

B
Arkansas 3/16/2018

B
Nevada 5/30/2019

B
California 10/17/2008

B
New Jersey 1/15/2020

B
Colorado 10/17/2008

B
New Mexico 10/17/2008

B
Connecticut 1/15/2020

B
New York 10/17/2008

B
District of Columbia 1/15/2020

B
North Carolina 10/17/2008

B
Florida 1/15/2020

B
Ohio 1/16/2020

B
Georgia 1/15/2020

B
Oklahoma 10/17/2008

B
Hawaii 1/15/2020

B
Oregon 1/15/2020

B
Idaho 6/7/2024

B
Pennsylvania 1/7/2019

B
Illinois 1/15/2020

B
South Carolina 3/17/2009

B
Indiana 7/20/2022

B
South Dakota 11/11/2020

B
Iowa 11/11/2020

B
Tennessee 1/15/2020

B
Kansas 1/15/2020

B
Texas 10/17/2008

B
Kentucky 10/17/2008

IA
Texas 10/17/2008

B
Louisiana 10/17/2008

B
Utah 9/11/2009

B
Maine 1/15/2020

B
Virginia 10/17/2008

B
Maryland 1/15/2020

B
Washington 10/17/2008

B
Massachusetts 10/17/2008

B
West Virginia 10/27/2021

B
Michigan 5/30/2019

B
Wisconsin 1/15/2020

B
Minnesota 1/15/2020

B
Wyoming 1/15/2020

B
Mississippi 1/15/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
Registered with this firm since 10/17/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
Registered with this firm since 10/17/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/07/2007 - 10/22/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
B
05/03/2007 - 10/22/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.