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Detailed Report
HEIDI ANN LUDEMAN
HEIDI ANN LARSEN
CRD#: 5016325
IA
Investment Adviser
B
Broker
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 5891 OLSON RD.
FERNDALE, WA 98248
Registration History
200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BCENTAURUS FINANCIAL, INC. (CRD# 30833)2014 - 2022 (8 years)BRUSSELL IMPLEMENTATION SERVICE... (CRD# 329)2009 - 2013 (3 years)BRUSSELL FINANCIAL SERVICES, IN... (CRD# 21771)2008 - 2013 (4 years)BPACIFIC WEST SECURITIES, INC. (CRD# 6390)2006 - 2008 (1 year)IALUDEMAN CAPITAL MANAGEMENT, INC. (CRD# 116071)2013 - 2023 (9 years)IARUSSELL INVESTMENTS (CRD# 105734)2010 - 2013 (2 years)IAPACIFIC WEST FINANCIAL CONSULT... (CRD# 108728)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Washington 11/1/2022
IA
Washington 11/1/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
5891 OLSON RD., FERNDALE, WA 98248
Registered with this firm since 11/1/2022
B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
5891 OLSON RD., FERNDALE, WA 98248
Registered with this firm since 10/28/2022
Previous Registration(s)
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IA
 12/20/2013 - 05/10/2023 LUDEMAN CAPITAL MANAGEMENT, INC. (CRD#:116071) FERNDALE, WA
B
 01/03/2014 - 10/28/2022 CENTAURUS FINANCIAL, INC. (CRD#:30833) FERNDALE, WA
IA
 09/15/2010 - 03/12/2013 RUSSELL INVESTMENTS (CRD#:105734) SEATTLE, WA
B
 12/09/2009 - 03/12/2013 RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSELL INVESTMENTS (CRD#:329) SEATTLE, WA
B
 10/31/2008 - 03/12/2013 RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (CRD#:21771) SEATTLE, WA
IA
 07/16/2008 - 10/17/2008 PACIFIC WEST FINANCIAL CONSULTANT INC (CRD#:108728) RENTON, WA
B
 11/23/2006 - 10/17/2008 PACIFIC WEST SECURITIES, INC. (CRD#:6390) RENTON, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.