• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SUHYOUNG AN
SEAN AN
CRD#: 5015516
IA
Investment Adviser
B
Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 3625 Cumberland Blvd SE
Ste 1000
Atlanta, GA 30339
Registration History
200620082010201220142016201820202022202420262 FIRMS2025 - Present (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2015 - 2025 (9 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2012 - 2015 (3 years)BNYLIFE SECURITIES LLC (CRD# 5167)2009 - 2012 (3 years)BMETLIFE SECURITIES INC. (CRD# 14251)2008 - 2009 (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2005 - 2008 (2 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2025 - 2025 (<1 year)
License(s)

State Registrations

B
Georgia 1/16/2025

IA
Georgia 1/21/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL SECURITIES, INC. (CRD#:1137)
3625 Cumberland Blvd SE Ste 1000, Atlanta, GA 30339
Registered with this firm since 1/21/2025

B
PRINCIPAL SECURITIES, INC. (CRD#:1137)
3625 Cumberland Blvd SE Ste 1000, Atlanta, GA 30339
Registered with this firm since 1/16/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/09/2025 - 01/23/2025 EAGLE STRATEGIES LLC (CRD#:110826) ALPHARETTA, GA
B
12/17/2015 - 01/23/2025 NYLIFE SECURITIES LLC (CRD#:5167) Alpharetta, GA
B
10/11/2012 - 10/01/2015 MML INVESTORS SERVICES, LLC (CRD#:10409) ENGLEWOOD CLIFFS, NJ
B
06/11/2009 - 09/19/2012 NYLIFE SECURITIES LLC (CRD#:5167) FORT LEE, NJ
B
08/15/2008 - 03/09/2009 METLIFE SECURITIES INC. (CRD#:14251) FLUSHING, NY
B
08/29/2005 - 07/16/2008 PRUCO SECURITIES, LLC. (CRD#:5685) PARAMUS, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.