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CONGQUN JIAN
CRD#: 5015407
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 230 2nd Ave. 2nd Floor
Suite 204
WALTHAM, MA 02451
Registration History
20062008201020122014201620182020202220242026IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2017 - Present (7 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2012 - Present (13 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2006 - 2012 (5 years)
License(s)

State Registrations

B
California 1/6/2012

B
New York 1/6/2012

B
Massachusetts 1/6/2012

B
Washington 11/19/2024

IA
Massachusetts 7/7/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
230 2nd Ave. 2nd Floor Suite 204, WALTHAM, MA 02451
Registered with this firm since 7/7/2017

B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
230 2nd Ave. 2nd Floor Suite 204, WALTHAM, MA 02451
Registered with this firm since 1/6/2012

Previous Registration(s)
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B
02/06/2006 - 01/06/2012 WORLD GROUP SECURITIES, INC. (CRD#:114473) BRAINTREE, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.