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Daniel Evan Colluccio
DANIEL E COLLUCCIO
CRD#: 5015215
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Basking Ridge, NJ
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2008 (2 years)2 FIRMS2013 - 2014 (1 year)2 FIRMS2018 - 2021 (2 years)2 FIRMS2022 - Present (2 years)BFORESIDE FUND SERVICES, LLC (CRD# 46106)2018 - 2018 (<1 year)BMILLINGTON SECURITIES, INC. (CRD# 147298)2015 - 2017 (2 years)BQUASAR DISTRIBUTORS, LLC (CRD# 103848)2014 - 2014 (<1 year)BBLACKROCK INVESTMENTS, LLC (CRD# 38642)2012 - 2013 (1 year)BBLACKROCK FUND DISTRIBUTION CO... (CRD# 146183)2009 - 2011 (2 years)BBARCLAYS GLOBAL INVESTORS SERVICES (CRD# 39438)2008 - 2009 (1 year)IAWBI INVESTMENTS, INC. (CRD# 106336)2014 - 2018 (3 years)IABLACKROCK FUND ADVISORS (CRD# 105247)2008 - 2013 (5 years)
License(s)

State Registrations

B
Alabama 9/16/2022

B
New Jersey 9/16/2022

B
Connecticut 9/16/2022

IA
New Jersey 9/22/2022

B
Delaware 9/16/2022

B
New York 9/16/2022

B
District of Columbia 9/16/2022

B
North Carolina 9/16/2022

B
Florida 9/16/2022

B
Ohio 1/4/2024

B
Georgia 9/16/2022

B
Pennsylvania 9/16/2022

B
Indiana 1/3/2024

B
Rhode Island 9/16/2022

B
Kentucky 9/16/2022

B
South Carolina 9/16/2022

B
Maine 9/16/2022

B
Tennessee 9/16/2022

B
Maryland 9/16/2022

B
Texas 9/16/2022

B
Massachusetts 9/16/2022

IA
Texas 1/3/2023

B
Michigan 1/3/2024

B
Vermont 9/16/2022

B
New Hampshire 9/16/2022

B
Virginia 9/16/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Basking Ridge, NJ
Registered with this firm since 9/22/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Basking Ridge, NJ
Registered with this firm since 9/16/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/25/2018 - 06/09/2021 M&T SECURITIES, INC. (CRD#:17358) Iselin, NJ
B
07/24/2018 - 06/09/2021 M&T SECURITIES, INC. (CRD#:17358) Iselin, NJ
IA
09/08/2014 - 07/09/2018 WBI INVESTMENTS, INC. (CRD#:106336) RED BANK, NJ
B
01/08/2018 - 07/09/2018 FORESIDE FUND SERVICES, LLC (CRD#:46106) Red Bank, NJ
B
01/05/2015 - 12/31/2017 MILLINGTON SECURITIES, INC. (CRD#:147298) RED BANK, NJ
B
08/28/2014 - 12/31/2014 QUASAR DISTRIBUTORS, LLC (CRD#:103848) PORTLAND, ME
IA
08/29/2013 - 08/14/2014 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
B
08/26/2013 - 08/14/2014 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
IA
02/08/2008 - 07/25/2013 BLACKROCK FUND ADVISORS (CRD#:105247) JERSEY CITY, NJ
B
01/03/2012 - 07/25/2013 BLACKROCK INVESTMENTS, LLC (CRD#:38642) JERSEY CITY, NJ
B
11/06/2009 - 12/31/2011 BLACKROCK FUND DISTRIBUTION COMPANY (CRD#:146183) JERSEY CITY, NJ
B
02/08/2008 - 12/31/2009 BARCLAYS GLOBAL INVESTORS SERVICES (CRD#:39438) JERSEY CITY, NJ
IA
06/05/2006 - 01/03/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLORHAM PARK, NJ
B
01/05/2006 - 01/03/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLORHAM PARK, NJ
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Disclosures
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