• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ANGELO DOMINICK CATALANO
NICK CATALANO
CRD#: 5015051
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1600 JFK BLVD
PHILADELPHIA, PA 19103
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2007 - 2021 (14 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
California 7/6/2021

B
New Jersey 7/6/2021

B
Connecticut 7/29/2021

B
New York 11/15/2024

B
Delaware 7/6/2021

B
Oklahoma 7/6/2021

B
Georgia 11/9/2022

B
Pennsylvania 7/6/2021

B
Massachusetts 7/6/2021

IA
Pennsylvania 7/6/2021

B
Michigan 7/6/2021

IA
Texas 7/6/2021

B
New Hampshire 9/16/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
224 VALLEY CREEK BLVD, EXTON, PA 19341
Registered with this firm since 7/6/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
224 VALLEY CREEK BLVD, EXTON, PA 19341
Registered with this firm since 7/6/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/12/2007 - 07/15/2021 PNC INVESTMENTS (CRD#:129052) PHILADELPHIA, PA
B
06/12/2007 - 07/15/2021 PNC INVESTMENTS (CRD#:129052) PHILADELPHIA, PA
IA
12/09/2005 - 10/24/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WEST CHESTER, PA
B
12/09/2005 - 10/24/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WEST CHESTER, PA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.