Individual Firm
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RYAN JEFFREY YUHNKE
RYAN JEFFREY YUlkie
CRD#: 5015011
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SILVEROAK INVESTMENTS, LLCCRD#: 290935 LAS VEGAS, NV
View By:
9/7/2022
Customer Dispute
Pending
7/15/2015
Customer Dispute
Settled
State Registrations
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California 12/22/2017
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Nevada 7/6/2021
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Florida 2/14/2024
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Oklahoma 12/18/2023
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Georgia 1/19/2024
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Texas 12/18/2023
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/26/2015 - 12/31/2017 | NEWPORT BEACH, CA | |
IA | 06/01/2009 - 07/13/2015 | NEWPORT BEACH, CA | |
B | 06/01/2009 - 07/13/2015 | NEWPORT BEACH, CA | |
IA | 06/27/2008 - 06/01/2009 | NEWPORT BEACH, CA | |
B | 06/25/2008 - 06/01/2009 | NEWPORT BEACH, CA | |
IA | 06/30/2006 - 06/24/2008 | COSTA MESA, CA | |
B | 05/18/2006 - 06/24/2008 | COSTA MESA, CA |
COSTA MESA, CA
06/30/2006 - 06/24/2008
COSTA MESA, CA
05/18/2006 - 06/24/2008
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.