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Detailed Report
Jeremy L Stone
JEREMY LEWIS STONE
CRD#: 5014900
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8332 Woodfield Crossing Blvd.
Indianapolis, IN 46240-2482
CHARLES SCHWAB & CO., INC.CRD#: 5393 8332 Woodfield Crossing Blvd
Indianapolis, IN 46240-2482
Registration History
200620082010201220142016201820202022202420263 FIRMS2009 - 2011 (2 years)3 FIRMS2012 - 2016 (3 years)2 FIRMS2016 - Present (8 years)BEDWARD JONES (CRD# 250)2005 - 2009 (3 years)IAEDWARD JONES (CRD# 250)2007 - 2009 (2 years)
License(s)

State Registrations

B
Arizona 4/21/2016
B
Missouri 11/18/2021
B
California 4/21/2016
B
Nevada 4/21/2016
B
Connecticut 4/21/2016
B
New Jersey 6/18/2024
B
Florida 4/21/2016
B
New York 5/2/2018
B
Georgia 4/21/2016
B
North Carolina 9/2/2016
B
Idaho 11/13/2024
B
Ohio 4/22/2016
B
Illinois 4/21/2016
B
Oregon 4/21/2016
B
Indiana 4/21/2016
B
Pennsylvania 4/21/2016
IA
Indiana 4/21/2016
B
South Carolina 9/10/2024
B
Iowa 2/7/2024
B
Tennessee 3/17/2020
B
Kentucky 4/21/2016
B
Texas 6/27/2024
B
Massachusetts 2/7/2024
B
Utah 4/21/2016
B
Michigan 4/21/2016
B
Washington 4/21/2016
B
Minnesota 4/21/2016

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
8332 Woodfield Crossing Blvd., Indianapolis, IN 46240-2482
Registered with this firm since 4/21/2016
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482
Registered with this firm since 4/21/2016
Previous Registration(s)
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IA
 10/30/2012 - 04/19/2016 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) INDIANAPOLIS, IN
IA
 10/30/2012 - 04/19/2016 TD AMERITRADE, INC. (CRD#:7870) INDIANAPOLIS, IN
B
 10/30/2012 - 04/19/2016 TD AMERITRADE, INC. (CRD#:7870) INDIANAPOLIS, IN
IA
 02/27/2009 - 07/18/2011 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) INDIANAPOLIS, IN
IA
 02/27/2009 - 07/18/2011 TD AMERITRADE, INC. (CRD#:7870) INDIANAPOLIS, IN
B
 02/27/2009 - 07/18/2011 TD AMERITRADE, INC. (CRD#:7870) INDIANAPOLIS, IN
IA
 02/12/2007 - 02/04/2009 EDWARD JONES (CRD#:250) INDIANAPOLIS, IN
B
 10/11/2005 - 02/04/2009 EDWARD JONES (CRD#:250) INDIANAPOLIS, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.