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Detailed Report
Michael Ryan Chavez
MICHAEL R CHAVEZ, MICHAEL RYAN CHAVEZ, MICHAEL CHAVEZ
CRD#: 5014770
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 200 Bailey Ave Suite 303
Fort Worth, TX 76107-1210
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - 2017 (1 year)2 FIRMS2018 - 2019 (1 year)2 FIRMS2020 - Present (5 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2015 (6 years)BWFG INVESTMENTS, INC. (CRD# 22704)2006 - 2008 (2 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2015 - 2015 (<1 year)
License(s)

State Registrations

B
Alabama 5/4/2021
B
Nevada 8/14/2024
B
California 9/12/2022
B
New Hampshire 9/6/2022
B
Colorado 8/9/2021
B
New Mexico 10/21/2020
B
Florida 2/21/2020
B
New York 5/17/2022
B
Georgia 1/21/2021
B
North Carolina 1/12/2021
B
Illinois 5/28/2020
B
Oklahoma 10/21/2020
B
Kansas 6/29/2022
B
Oregon 10/21/2020
B
Louisiana 5/4/2021
B
South Carolina 10/21/2020
B
Minnesota 10/21/2020
B
Texas 2/21/2020
B
Mississippi 10/21/2020
IA
Texas 2/21/2020
B
Missouri 2/21/2020
B
Utah 7/19/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
200 Bailey Ave Suite 303, Fort Worth, TX 76107-1210
Registered with this firm since 2/21/2020
B
EDWARD JONES (CRD#:250)
200 Bailey Ave Suite 303, Fort Worth, TX 76107-1210
Registered with this firm since 2/21/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/03/2018 - 10/29/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DALLAS, TX
B
 04/02/2018 - 10/29/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DALLAS, TX
IA
 06/26/2015 - 05/22/2017 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) TAMPA, FL
B
 06/25/2015 - 05/22/2017 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) TAMPA, FL
IA
 04/27/2015 - 06/09/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) ST. LOUIS, MO
B
 08/26/2008 - 06/09/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) ST. LOUIS, MO
B
 01/05/2006 - 08/01/2008 WFG INVESTMENTS, INC. (CRD#:22704) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.