• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Registration History
200620082010201220142016201820202022202420262 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BEDWARD JONES (CRD# 250)2005 - 2019 (13 years)IAEDWARD JONES (CRD# 250)2007 - 2019 (11 years)
Disclosure(s)
View By:
7/15/2021
Financial
Final
7/8/2019
Financial
Final
6/17/2019
Financial
Final
6/17/2019
Financial
Final
License(s)

State Registrations

B
California 7/28/2022

B
Montana 2/22/2022

B
Florida 2/21/2022

B
Texas 7/21/2021

B
Georgia 12/22/2022

IA
Texas 7/21/2021

B
Mississippi 8/26/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
4602 DE ZAVALA RD STE 102, SAN ANTONIO, TX 78249
Registered with this firm since 7/21/2021

B
LPL FINANCIAL LLC (CRD#:6413)
4602 DE ZAVALA RD STE 102, SAN ANTONIO, TX 78249
Registered with this firm since 7/21/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/03/2019 - 07/21/2021 WADDELL & REED (CRD#:866) SAN ANTONIO, TX
B
10/01/2019 - 07/21/2021 WADDELL & REED (CRD#:866) SAN ANTONIO, TX
IA
08/21/2007 - 05/23/2019 EDWARD JONES (CRD#:250) HELOTES, TX
B
10/11/2005 - 05/23/2019 EDWARD JONES (CRD#:250) HELOTES, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.