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COLIN LESLIE MEAD
COLIN MEAD
CRD#: 5014596
IA
B
MORGAN STANLEYCRD#: 149777 1201 Wills Street
Suite 700
Baltimore, MD 21231
Suite 700
Baltimore, MD 21231
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Alabama 6/27/2019
IA
Maryland 6/1/2009
B
Arizona 9/29/2016
B
Massachusetts 1/3/2011
B
Arkansas 9/29/2016
B
Michigan 1/3/2011
B
California 6/1/2009
B
Missouri 9/29/2016
B
Colorado 1/3/2011
B
Montana 9/29/2016
B
Connecticut 1/3/2011
B
New Hampshire 1/3/2011
IA
Delaware 6/1/2009
B
New Jersey 1/3/2011
B
Delaware 6/27/2019
B
New Mexico 1/3/2011
B
District of Columbia 1/3/2011
B
New York 9/29/2016
B
Florida 1/3/2011
B
North Carolina 1/3/2011
B
Georgia 1/3/2011
B
Ohio 1/4/2011
B
Hawaii 9/29/2016
B
Oklahoma 11/3/2017
B
Illinois 1/3/2011
B
Pennsylvania 1/3/2011
B
Indiana 9/29/2016
B
South Carolina 6/27/2019
B
Kansas 1/3/2011
B
Tennessee 6/27/2019
B
Kentucky 1/3/2011
B
Texas 1/3/2011
B
Louisiana 1/3/2011
IA
Texas 1/11/2011
B
Maine 1/3/2011
B
Vermont 1/3/2011
B
Maryland 6/1/2009
B
Virginia 1/3/2011
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2007 - 06/01/2009 | BALTIMORE, MD | |
B | 12/11/2006 - 06/01/2009 | BALTIMORE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.