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ALISSA A. LEE
CRD#: 5012607
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1068 E BROKAW RD
STE 10
SAN JOSE, CA 95131
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - Present (14 years)
License(s)

State Registrations

B
California 1/3/2011

B
Nevada 1/2/2018

IA
California 1/3/2011

B
New Mexico 9/28/2022

B
Colorado 9/2/2020

B
Oregon 6/20/2023

B
Florida 4/30/2019

B
South Carolina 7/22/2022

B
Idaho 7/26/2024

B
Texas 10/19/2021

B
Kansas 10/20/2020

IA
Texas 10/20/2021

B
Kentucky 11/17/2021

B
Washington 1/10/2019

B
Maryland 11/18/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1068 E BROKAW RD STE 10, SAN JOSE, CA 95131
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1068 E BROKAW RD STE 10, SAN JOSE, CA 95131
Registered with this firm since 1/3/2011

Previous Registration(s)
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IA
09/03/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN JOSE, CA
B
07/20/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN JOSE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.