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SEAN MICHAEL O'BRIEN
SEAN M O'BRIEN, SEAN M OBRIEN
CRD#: 5012235
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Investment Adviser
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Previous Broker
THE SALVETTI GROUPCRD#: 324974 3455 AMERICAN RIVER DR.
SUITE A
SACRAMENTO, CA 95864
Registration History
200620082010201220142016201820202022202420262 FIRMS2019 - 2023 (4 years)IATHE SALVETTI GROUP (CRD# 324974)2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2005 - 2019 (13 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2019 (13 years)
Disclosure(s)
View By:
7/12/2013
Customer Dispute
Withdrawn
License(s)

State Registrations

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California 6/22/2023

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Texas 6/22/2023

Current Registration(s)
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THE SALVETTI GROUP (CRD#:324974)
3455 AMERICAN RIVER DR. SUITE A, SACRAMENTO, CA 95864
Registered with this firm since 6/22/2023

Previous Registration(s)
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04/26/2019 - 07/05/2023 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Sacramento, CA
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04/26/2019 - 07/05/2023 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Sacramento, CA
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01/05/2006 - 04/30/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SACRAMENTO, CA
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10/27/2005 - 04/30/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SACRAMENTO, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.