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Detailed Report
David Bryan Leigh
DAVID BRYAN LEIGH, DAVID LEIGH, David B Leigh
CRD#: 5012149
IA
Investment Adviser
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Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 211 S. Jarvis Street
Suite 104
Greenville, NC 27858
Registration History
200620082010201220142016201820202022202420262 FIRMS2008 - 2018 (9 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - 2023 (2 years)2 FIRMS2023 - Present (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2005 - 2008 (2 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2007 - 2008 (<1 year)
License(s)

State Registrations

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Florida 9/3/2024
IA
North Carolina 12/14/2023
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Michigan 7/29/2024
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Pennsylvania 1/21/2025
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New Jersey 1/21/2025
B
South Carolina 12/14/2023
B
North Carolina 12/14/2023
B
Virginia 4/8/2024

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
211 S. Jarvis Street Suite 104, Greenville, NC 27858
Winterville, NC
Registered with this firm since 12/14/2023
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
211 S. Jarvis Street Suite 104, Greenville, NC 27858
Winterville, NC
Registered with this firm since 12/14/2023
Previous Registration(s)
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 02/17/2021 - 10/10/2023 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) Greenville, NC
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 02/17/2021 - 10/10/2023 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) GREENVILLE, NC
IA
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 07/01/2008 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) GOLDSBORO, NC
B
 07/01/2008 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) GOLDSBORO, NC
IA
 12/07/2007 - 06/13/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) KINSTON, NC
B
 10/05/2005 - 06/13/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) KINSTON, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.