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Detailed Report
Thomas M. Birkley
THOMAS MICHAEL BIRKLEY
CRD#: 5011485
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 6515 Sawmill Rd
DUBLIN, OH 43017
Registration History
200620082010201220142016201820202022202420262 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - Present (12 years)BCUSO FINANCIAL SERVICES, L.P. (CRD# 42132)2006 - 2011 (5 years)IACUSO FINANCIAL SERVICES, L.P. (CRD# 42132)2008 - 2011 (2 years)
License(s)

State Registrations

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Alabama 9/11/2017
B
Nevada 9/11/2017
B
Arizona 9/11/2017
B
New Hampshire 9/11/2017
B
Arkansas 9/11/2017
B
New Jersey 9/11/2017
B
California 4/29/2013
B
New Mexico 9/11/2017
B
Colorado 9/11/2017
B
New York 9/11/2017
B
Connecticut 9/11/2017
B
North Carolina 9/11/2017
B
Delaware 9/11/2017
B
North Dakota 9/11/2017
B
District of Columbia 9/11/2017
B
Ohio 4/30/2013
B
Florida 9/11/2017
IA
Ohio 4/30/2013
B
Georgia 9/11/2017
B
Oklahoma 9/11/2017
B
Hawaii 9/11/2017
B
Oregon 9/11/2017
B
Idaho 9/11/2017
B
Pennsylvania 9/11/2017
B
Illinois 9/11/2017
B
Rhode Island 9/11/2017
B
Indiana 9/11/2017
B
South Carolina 9/11/2017
B
Iowa 9/11/2017
B
South Dakota 3/29/2022
B
Kansas 9/11/2017
B
Tennessee 9/11/2017
B
Kentucky 9/11/2017
B
Texas 9/11/2017
B
Louisiana 9/11/2017
IA
Texas 9/28/2017
B
Maine 9/11/2017
B
Utah 9/11/2017
B
Maryland 9/11/2017
B
Vermont 9/11/2017
B
Massachusetts 9/11/2017
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Virginia 9/11/2017
B
Michigan 9/11/2017
B
Washington 9/11/2017
B
Minnesota 9/11/2017
B
West Virginia 9/11/2017
B
Mississippi 9/11/2017
B
Wisconsin 9/11/2017
B
Missouri 9/11/2017
B
Wyoming 9/11/2017
B
Nebraska 9/11/2017

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
6515 Sawmill Rd, DUBLIN, OH 43017
3401 Morse Crossing, COLUMBUS, OH 43219
Registered with this firm since 4/30/2013
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
6515 Sawmill Rd, DUBLIN, OH 43017
3401 Morse Crossing, COLUMBUS, OH 43219
Registered with this firm since 4/29/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/26/2011 - 04/26/2013 PNC INVESTMENTS (CRD#:129052) WESTERVILLE, OH
B
 05/26/2011 - 04/26/2013 PNC INVESTMENTS (CRD#:129052) WESTERVILLE, OH
IA
 12/08/2008 - 05/17/2011 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) COLUMBUS, OH
B
 01/19/2006 - 05/17/2011 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.