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Melissa Ann Derouen
MELISSA ANN DRURY
CRD#: 5011234
IA
B
MORGAN STANLEYCRD#: 149777 1450 William Street
3rd Floor
Lake Charles, LA 70601
3rd Floor
Lake Charles, LA 70601
0
Disclosures
15
Years of Experience
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State Registrations
B
Arkansas 2/10/2020
IA
Louisiana 6/12/2024
B
Louisiana 2/10/2020
SRO Registrations
B
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IA
Registered with this firm since 6/12/2024
B
Registered with this firm since 2/10/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/18/2018 - 12/18/2019 | SULPHUR, LA | |
B | 01/02/2015 - 06/26/2018 | LAKE CHARLES, LA | |
B | 06/05/2009 - 12/16/2014 | LAKE CHARLES, LA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.