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RANDALL LEO FRANKLIN
RANDY FRANKLIN
CRD#: 5010763
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 329 North Main Street
Madisonville, KY 42431
Madisonville, KY 42431
LPL FINANCIAL LLCCRD#: 6413 329 N. MAIN STREET
MADISONVILLE, KY 42431
MADISONVILLE, KY 42431
0
Disclosures
19
Years of Experience
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State Registrations
B
California 12/16/2022
IA
Kentucky 1/2/2014
B
Colorado 2/15/2018
B
Mississippi 2/8/2013
B
Florida 7/3/2012
B
Missouri 12/2/2011
B
Georgia 5/7/2015
B
North Carolina 3/23/2023
B
Illinois 7/16/2020
B
South Carolina 5/10/2023
B
Indiana 5/2/2019
B
Tennessee 8/11/2012
B
Kentucky 12/2/2011
B
Texas 7/21/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 1/2/2014
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Registered with this firm since 12/2/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/21/2008 - 12/02/2013 | MADISONVILLE, KY | |
B | 05/14/2009 - 12/03/2011 | MADISONVILLE, KY | |
B | 11/21/2008 - 05/21/2009 | MADISONVILLE, KY | |
IA | 08/25/2008 - 11/24/2008 | MADISONVILLE, KY | |
B | 10/28/2005 - 11/24/2008 | MADISONVILLE, KY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.