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Detailed Report
BRADLEY HUNTER BASS
CRD#: 5009778
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1585 Broadway
21St Floor
New York, NY 10036
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BBARCLAYS CAPITAL INC. (CRD# 19714)2008 - 2015 (6 years)BLEHMAN BROTHERS INC. (CRD# 7506)2005 - 2008 (2 years)IABARCLAYS CAPITAL INC. (CRD# 19714)2009 - 2015 (6 years)IALEHMAN BROTHERS INC. (CRD# 7506)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Alabama 11/20/2018
B
Montana 7/13/2015
B
Alaska 11/9/2023
B
Nebraska 7/13/2015
B
Arizona 7/13/2015
B
Nevada 7/13/2015
B
Arkansas 11/20/2018
B
New Hampshire 7/13/2015
B
California 7/13/2015
B
New Jersey 7/13/2015
B
Colorado 7/13/2015
B
New Mexico 12/11/2018
B
Connecticut 7/13/2015
B
New York 7/13/2015
IA
Connecticut 9/11/2018
IA
New York 6/16/2021
B
Delaware 7/13/2015
B
North Carolina 7/13/2015
B
District of Columbia 7/13/2015
B
North Dakota 7/13/2015
B
Florida 7/13/2015
B
Ohio 7/13/2015
B
Georgia 7/13/2015
B
Oklahoma 11/15/2023
B
Hawaii 12/11/2018
B
Oregon 5/5/2021
B
Idaho 7/13/2015
B
Pennsylvania 7/13/2015
B
Illinois 7/13/2015
B
South Carolina 7/13/2015
IA
Illinois 7/13/2015
B
South Dakota 7/13/2015
B
Indiana 7/13/2015
B
Tennessee 7/13/2015
B
Iowa 7/13/2015
B
Texas 7/13/2015
B
Kansas 7/13/2015
IA
Texas 7/13/2015
B
Maine 7/13/2015
B
Utah 11/15/2023
B
Maryland 7/13/2015
B
Vermont 7/13/2015
B
Massachusetts 7/13/2015
B
Virginia 7/13/2015
B
Michigan 7/13/2015
B
Washington 7/13/2015
B
Minnesota 7/13/2015
B
West Virginia 7/13/2015
B
Mississippi 11/15/2023
B
Wisconsin 7/13/2015
B
Missouri 7/13/2015
B
Wyoming 7/13/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1585 Broadway 21St Floor, New York, NY 10036
MAMARONECK, NY
Registered with this firm since 7/13/2015
B
MORGAN STANLEY (CRD#:149777)
1585 Broadway 21St Floor, New York, NY 10036
MAMARONECK, NY
Registered with this firm since 7/13/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/21/2009 - 07/31/2015 BARCLAYS CAPITAL INC. (CRD#:19714) CHICAGO, IL
B
 09/22/2008 - 07/31/2015 BARCLAYS CAPITAL INC. (CRD#:19714) CHICAGO, IL
IA
 03/05/2008 - 10/15/2008 LEHMAN BROTHERS INC. (CRD#:7506) CHICAGO, IL
B
 10/04/2005 - 09/22/2008 LEHMAN BROTHERS INC. (CRD#:7506) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.