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STEWART THOMAS BUTLER
CRD#: 5009488
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 251 UNIVERSITY AVENUE
PALO ALTO, CA 94301
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 251 UNIVERSITY AVENUE
PALO ALTO, CA 94301
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2007 - 2011 (4 years)2 FIRMS2011 - 2019 (8 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 6/4/2021

B
Nevada 4/9/2021

B
California 3/8/2021

B
New Jersey 4/9/2021

IA
California 3/30/2021

B
New York 4/9/2021

B
Florida 4/9/2021

B
North Carolina 4/9/2021

B
Hawaii 8/13/2021

B
Oregon 8/13/2021

B
Idaho 3/2/2024

B
Texas 4/9/2021

B
Illinois 4/9/2021

IA
Texas 6/5/2021

B
Maine 7/21/2023

B
Virginia 8/13/2021

B
Maryland 4/9/2021

B
Washington 4/9/2021

B
Massachusetts 11/20/2024

B
Wyoming 4/9/2021

B
Montana 4/9/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
251 UNIVERSITY AVENUE, PALO ALTO, CA 94301
Registered with this firm since 3/30/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
251 UNIVERSITY AVENUE, PALO ALTO, CA 94301
SAN FRANCISCO, CA
Registered with this firm since 3/8/2021

Previous Registration(s)
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IA
07/21/2011 - 11/26/2019 BANCWEST INVESTMENT SERVICES, INC. (BWIS) (CRD#:29357) EL CERRITO, CA
B
07/21/2011 - 11/26/2019 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) EL CERRITO, CA
IA
01/30/2007 - 05/04/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
B
01/30/2007 - 05/04/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
IA
11/02/2005 - 05/25/2006 MORGAN STANLEY (CRD#:7556) SAN FRANCISCO, CA
B
10/10/2005 - 05/25/2006 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.