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Detailed Report
BRIAN PATRICK HANNAN
BRIAN P HANNAN
CRD#: 5009406
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 128 MONROE ST
BEAVER DAM, WI 53916
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2012 (6 years)2 FIRMS2012 - 2020 (7 years)2 FIRMS2020 - Present (5 years)BMORGAN STANLEY DW INC. (CRD# 7556)2005 - 2006 (<1 year)
License(s)

State Registrations

B
Arkansas 4/17/2020
B
South Carolina 7/18/2023
B
Florida 6/8/2023
B
Texas 10/13/2021
B
Montana 11/21/2023
B
Wisconsin 4/17/2020
B
Nevada 4/17/2020
IA
Wisconsin 4/17/2020
B
Ohio 9/24/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
128 MONROE ST, BEAVER DAM, WI 53916
Registered with this firm since 4/17/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
128 MONROE ST, BEAVER DAM, WI 53916
Registered with this firm since 4/17/2020
Previous Registration(s)
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IA
 10/01/2012 - 04/29/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) BEAVER DAM, WI
B
 10/01/2012 - 04/29/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) BEAVER DAM, WI
IA
 06/14/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKFIELD, WI
B
 06/14/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKFIELD, WI
B
 10/06/2005 - 03/24/2006 MORGAN STANLEY DW INC. (CRD#:7556) WAUWATOSA, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.