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KARINA LUDWIKA KOPANIECKA
KARINA KOPANIECKA, KARINA LUDWIKA REIS, KARINA REIS
CRD#: 5009147
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 200 Crescent Court
Suite 500
Dallas, TX 75201
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2016 (7 years)2 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (2 years)BJESUP & LAMONT SECURITIES CORP (CRD# 39056)2007 - 2007 (<1 year)
Disclosure(s)
View By:
9/27/2018
Financial
Final
License(s)

State Registrations

B
Alabama 2/21/2023

B
Texas 2/14/2023

IA
New York 2/14/2023

IA
Texas 5/22/2024

B
New York 2/16/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
200 Crescent Court Suite 500, Dallas, TX 75201
Registered with this firm since 2/14/2023

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
200 Crescent Court Suite 500, Dallas, TX 75201
Registered with this firm since 2/14/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/09/2022 - 02/07/2023 LPL FINANCIAL LLC (CRD#:6413) CEDAR PARK, TX
B
09/09/2022 - 02/07/2023 LPL FINANCIAL LLC (CRD#:6413) CEDAR PARK, TX
IA
02/12/2021 - 09/09/2022 KESTRA ADVISORY SERVICES, LLC (CRD#:283330) Cedar Park, TX
B
02/12/2021 - 09/09/2022 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) Cedar PArk, TX
IA
06/03/2019 - 02/12/2021 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Austin, TX
B
06/03/2019 - 02/12/2021 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Austin, TX
IA
01/08/2018 - 02/14/2019 THORNBURG INVESTMENT MANAGEMENT INC (CRD#:106357) SANTA FE, NM
B
01/18/2018 - 02/14/2019 THORNBURG SECURITIES CORPORATION (CRD#:14857) SANTA FE, NM
IA
06/01/2009 - 09/19/2016 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
06/01/2009 - 09/19/2016 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
IA
11/08/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
B
11/08/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
B
02/09/2007 - 11/06/2007 JESUP & LAMONT SECURITIES CORP (CRD#:39056)
FINRA expelled the firm on 11/04/2010
NEW YORK, NY
IA
11/16/2005 - 04/10/2006 MORGAN STANLEY (CRD#:7556) NEW YORK, NY
B
09/30/2005 - 04/10/2006 MORGAN STANLEY DW INC. (CRD#:7556) NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.