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ALEXANDER FOSTER CABOT
CRD#: 5009022
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 595 E SWEDESFORD ROAD
SUITE 360
WAYNE, PA 19087
SUITE 360
WAYNE, PA 19087
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 595 E. SWEDESFORD ROAD
SUITE 360
WAYNE, PA 19087
SUITE 360
WAYNE, PA 19087
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Arizona 7/9/2018
B
New York 11/9/2012
B
California 11/9/2012
B
North Carolina 10/7/2014
B
Colorado 6/8/2018
B
Ohio 8/4/2015
B
Delaware 11/9/2012
B
Pennsylvania 11/9/2012
B
Florida 11/9/2012
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Pennsylvania 11/9/2012
B
Georgia 11/9/2012
B
Rhode Island 11/4/2021
B
Illinois 11/22/2021
B
South Carolina 11/9/2012
B
Maryland 11/9/2012
B
Tennessee 11/18/2022
B
Massachusetts 8/2/2013
B
Texas 9/5/2019
B
Missouri 1/2/2013
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Texas 9/5/2019
B
New Hampshire 8/30/2017
B
Virginia 1/2/2013
B
New Jersey 11/9/2012
B
Washington 11/9/2012
SRO Registrations
B
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Registered with this firm since 11/9/2012
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Registered with this firm since 11/9/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/02/2009 - 11/19/2012 | WEST CONSHOHOCKEN, PA | |
IA | 10/02/2009 - 11/14/2012 | WEST CONSHOHOCKEN, PA | |
B | 06/01/2009 - 10/05/2009 | WEST CONSHOHOCKEN, PA | |
B | 01/08/2008 - 06/01/2009 | WEST CONSHOHOCKEN, PA | |
B | 09/18/2006 - 01/07/2008 | MEDIA, PA | |
B | 09/20/2005 - 08/16/2006 | BRYN MAWR, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.