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BRIAN WADE STANFORD
CRD#: 5008301
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 6400 FANNIN STREET
SUITE 2450
HOUSTON, TX 77030
SUITE 2450
HOUSTON, TX 77030
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Arizona 8/5/2021
B
New Mexico 8/20/2018
B
California 12/3/2018
B
New York 8/22/2018
B
Colorado 6/6/2024
B
North Carolina 5/20/2020
B
District of Columbia 8/24/2018
B
Oklahoma 9/4/2024
B
Florida 11/4/2022
B
South Carolina 8/20/2018
B
Georgia 5/6/2019
B
Tennessee 6/23/2023
B
Louisiana 9/20/2023
B
Texas 3/24/2015
B
Massachusetts 4/8/2019
IA
Texas 3/24/2015
B
Michigan 9/26/2019
B
Virginia 2/29/2024
B
Missouri 2/26/2019
B
Washington 8/15/2018
B
Nevada 4/15/2019
SRO Registrations
B
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IA
Registered with this firm since 3/24/2015
B
Registered with this firm since 3/24/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/04/2010 - 03/11/2015 | HOUSTON, TX | |
B | 08/24/2006 - 03/09/2015 | HOUSTON, TX | |
IA | 01/03/2007 - 11/02/2009 | WESTLAKE, TX | |
IA | 05/01/2006 - 08/14/2006 | DALLAS, TX | |
B | 01/20/2006 - 08/14/2006 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.