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MICHAEL S BALSTER
MIKE BALSTER
CRD#: 5007907
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 484 Turner Dr. Bldg E 204
Durango, CO 81303
Registration History
200620082010201220142016201820202022202420262 FIRMS2012 - 2022 (9 years)2 FIRMS2022 - Present (2 years)BUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2005 - 2012 (7 years)IAUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2006 - 2012 (6 years)
License(s)

State Registrations

B
Arizona 10/3/2022

B
New Mexico 10/3/2022

B
Colorado 10/3/2022

B
North Dakota 10/3/2022

IA
Colorado 10/3/2022

B
Oregon 10/3/2022

B
Delaware 10/3/2022

B
Pennsylvania 10/3/2022

B
Maryland 10/3/2022

B
Utah 10/3/2022

B
Minnesota 10/3/2022

B
Washington 10/3/2022

B
Nevada 10/3/2022

B
Wyoming 10/3/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
484 Turner Dr. Bldg E 204, Durango, CO 81303
484 TURNER DR. BLDG E 204, DURANGO, CO 81303
Registered with this firm since 10/3/2022

B
LPL FINANCIAL LLC (CRD#:6413)
484 Turner Dr. Bldg E 204, Durango, CO 81303
484 TURNER DR. BLDG E 204, DURANGO, CO 81303
Registered with this firm since 10/3/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/14/2012 - 10/03/2022 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) DURANGO, CO
B
12/14/2012 - 10/03/2022 SECURITIES AMERICA, INC. (CRD#:10205) DURANGO, CO
IA
06/20/2006 - 12/14/2012 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) DURANGO, CO
B
09/13/2005 - 12/14/2012 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) DURANGO, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.