Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
GRANT KEOLA TADASHI KUBOTA
GRANT KEOLA TADAJHI KUBOTA
CRD#: 5007266
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 733 Bishop Street
Suite 2800
Honolulu, HI 96813
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Alaska 1/7/2014
B
Pennsylvania 1/6/2022
B
California 6/1/2009
B
Texas 10/25/2011
B
Hawaii 6/1/2009
IA
Texas 10/25/2011
IA
Hawaii 6/1/2009
B
Virginia 5/7/2012
B
Nevada 2/12/2020
B
Washington 1/22/2014
B
Oregon 8/7/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
733 Bishop Street Suite 2800, Honolulu, HI 96813
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
733 Bishop Street Suite 2800, Honolulu, HI 96813
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/10/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HONOLULU, HI
B
 09/16/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HONOLULU, HI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.