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Detailed Report
Gary Douglas Norman
GARY DOUGLAS NORMAN, GARY NORMAN
CRD#: 5007022
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1543 THIRD STREET
NAPA, CA 94559
Registration History
20062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2007 - Present (17 years)BEDWARD JONES (CRD# 250)2005 - Present (19 years)
License(s)

State Registrations

B
Arizona 3/17/2015
B
Nevada 12/3/2008
B
California 10/4/2005
B
New Hampshire 5/19/2021
IA
California 6/6/2007
B
New Mexico 2/7/2025
B
Delaware 10/14/2019
B
New York 3/11/2008
B
Florida 6/6/2006
B
North Carolina 5/1/2017
B
Georgia 12/26/2023
B
Oregon 8/15/2006
B
Hawaii 11/19/2018
B
Tennessee 5/16/2014
B
Illinois 10/6/2006
B
Texas 1/30/2007
B
Indiana 1/4/2017
IA
Texas 8/26/2014
B
Maine 9/9/2020
B
Virginia 3/16/2006
B
Maryland 1/19/2015
B
Washington 6/30/2006
B
Montana 7/21/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1543 THIRD STREET, NAPA, CA 94559
Registered with this firm since 6/6/2007
B
EDWARD JONES (CRD#:250)
1543 THIRD STREET, NAPA, CA 94559
Registered with this firm since 9/27/2005
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.