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Detailed Report
DUSTIN CARL RINALDI
CRD#: 5006872
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Investment Adviser
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Previous Broker
RINALDI WEALTH MANAGEMENT, INC.CRD#: 311583 24311 WALDEN CENTER DRIVE
SUITE 100
BONITA SPRINGS, FL 34134
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2011 (4 years)2 FIRMS2011 - 2014 (2 years)IARINALDI WEALTH MANAGEMENT, INC. (CRD# 311583)2021 - Present (3 years)BIFP SECURITIES, LLC (CRD# 297287)2019 - 2022 (2 years)BLPL FINANCIAL LLC (CRD# 6413)2014 - 2019 (5 years)BFIRST TENNESSEE BROKERAGE, INC. (CRD# 17117)2006 - 2007 (1 year)BEDWARD JONES (CRD# 250)2005 - 2005 (<1 year)IAINDEPENDENT FINANCIAL PARTNERS (CRD# 125112)2014 - 2022 (7 years)IALPL FINANCIAL LLC (CRD# 6413)2016 - 2018 (2 years)IACICCARELLI ADVISORY SERVICES INC (CRD# 110904)2008 - 2011 (3 years)
License(s)

State Registrations

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Florida 11/23/2021
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Texas 2/18/2022
Current Registration(s)
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RINALDI WEALTH MANAGEMENT, INC. (CRD#:311583)
24311 WALDEN CENTER DRIVE SUITE 100, BONITA SPRINGS, FL 34134
Registered with this firm since 11/23/2021
Previous Registration(s)
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 05/09/2014 - 01/19/2022 INDEPENDENT FINANCIAL PARTNERS (CRD#:125112) Bonita Springs, FL
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 05/22/2019 - 01/19/2022 IFP SECURITIES, LLC (CRD#:297287) BONITA SPRINGS, FL
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 05/06/2014 - 05/23/2019 LPL FINANCIAL LLC (CRD#:6413) BONITA SPRINGS, FL
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 07/01/2016 - 09/25/2018 LPL FINANCIAL LLC (CRD#:6413) BONITA SPRINGS, FL
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 10/31/2011 - 05/07/2014 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) BONITA SPRINGS, FL
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 09/30/2011 - 05/07/2014 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) BONITA SPRINGS, FL
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 06/20/2008 - 11/02/2011 CICCARELLI ADVISORY SERVICES INC (CRD#:110904) BONITA SPRINGS, FL
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 09/13/2007 - 09/30/2011 FSC SECURITIES CORPORATION (CRD#:7461) BONITA SPRINGS, FL
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 02/15/2007 - 09/30/2011 FSC SECURITIES CORPORATION (CRD#:7461) BONITA SPRINGS, FL
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 01/25/2006 - 02/05/2007 FIRST TENNESSEE BROKERAGE, INC. (CRD#:17117) KNOXVILLE, TN
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 09/27/2005 - 11/11/2005 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.