Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
BRIAN PATRICK CRANFORD
CRD#: 5006228
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 315 RESOURCE PKWY
WINDER, GA 30680
LINCOLN INVESTMENTCRD#: 519 315 RESOURCE PKWY
WINDER, GA 30680
Registration History
200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)IACAPITAL ANALYSTS (CRD# 162200)2023 - Present (1 year)BLEGEND EQUITIES CORPORATION (CRD# 30999)2014 - 2017 (2 years)BLPL FINANCIAL LLC (CRD# 6413)2014 - 2014 (<1 year)BTHE LEADERS GROUP, INC. (CRD# 37157)2007 - 2014 (6 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)2007 - 2007 (<1 year)BLEGEND EQUITIES CORPORATION (CRD# 30999)2005 - 2006 (<1 year)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2005 - 2005 (<1 year)IALEGEND ADVISORY, LLC (CRD# 104761)2015 - 2019 (4 years)
License(s)

State Registrations

B
Alabama 1/3/2017
B
Louisiana 1/2/2025
B
California 1/2/2025
B
Maryland 1/2/2025
B
Florida 3/7/2022
B
North Carolina 7/11/2017
B
Georgia 1/3/2017
B
South Carolina 7/20/2021
IA
Georgia 6/5/2017
B
Tennessee 1/2/2025
B
Kentucky 1/2/2025
B
Virginia 1/4/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
315 RESOURCE PKWY, WINDER, GA 30680
Registered with this firm since 6/2/2023
IA
LINCOLN INVESTMENT (CRD#:519)
315 RESOURCE PKWY, WINDER, GA 30680
Registered with this firm since 6/5/2017
B
LINCOLN INVESTMENT (CRD#:519)
315 RESOURCE PKWY, WINDER, GA 30680
Registered with this firm since 1/3/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/16/2015 - 10/04/2019 LEGEND ADVISORY, LLC (CRD#:104761) WINDER, GA
B
 05/09/2014 - 01/03/2017 LEGEND EQUITIES CORPORATION (CRD#:30999) WINDER, GA
B
 04/23/2014 - 05/21/2014 LPL FINANCIAL LLC (CRD#:6413) ALPHARETTA, GA
B
 06/22/2007 - 01/14/2014 THE LEADERS GROUP, INC. (CRD#:37157) LITTLETON, CO
B
 01/31/2007 - 06/08/2007 TOWER SQUARE SECURITIES, INC. (CRD#:833) ALPHARETTA, GA
B
 11/10/2005 - 09/07/2006 LEGEND EQUITIES CORPORATION (CRD#:30999) WINDER, GA
B
 10/14/2005 - 11/21/2005 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.