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Detailed Report
CHARLES RANDALL FAIRES
RANDY FAIRES
CRD#: 500564
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 3560 Lenox Road NE
SUITE 1100
ATLANTA, GA 30326
Registration History
19801985199019952000200520102015202020252 FIRMS2021 - 2025 (4 years)2 FIRMS2025 - Present (<1 year)BBB&T SECURITIES, LLC (CRD# 142785)2013 - 2021 (8 years)BSCOTT & STRINGFELLOW, LLC (CRD# 6255)2006 - 2013 (7 years)BBERGEN CAPITAL, INC. (CRD# 46348)2005 - 2006 (1 year)BDELTA EQUITY SERVICES CORPORATION (CRD# 15650)2004 - 2005 (<1 year)BTHE GMS GROUP, LLC (CRD# 8000)1995 - 2004 (9 years)BINTERSTATE/JOHNSON LANE CORPOR... (CRD# 431)1987 - 1995 (7 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1982 - 1987 (5 years)BHENDERSON, FEW & CO. (CRD# 6977)1976 - 1982 (6 years)IABB&T SECURITIES, LLC (CRD# 142785)2019 - 2021 (1 year)
Disclosure(s)
View By:
11/17/2021
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 3/6/2025
B
Nevada 3/6/2025
B
Alaska 3/6/2025
B
New Jersey 3/6/2025
B
Arizona 3/6/2025
B
New York 3/6/2025
B
California 3/6/2025
B
Ohio 3/6/2025
B
Colorado 3/6/2025
B
Oklahoma 3/6/2025
B
Connecticut 3/6/2025
B
Oregon 3/6/2025
B
Florida 3/6/2025
B
Pennsylvania 3/6/2025
B
Georgia 3/6/2025
B
Puerto Rico 3/6/2025
IA
Georgia 3/7/2025
B
South Carolina 3/6/2025
B
Illinois 3/6/2025
B
South Dakota 3/6/2025
B
Indiana 3/6/2025
B
Tennessee 3/6/2025
B
Kansas 3/6/2025
B
Texas 3/6/2025
B
Kentucky 3/6/2025
IA
Texas 3/6/2025
B
Louisiana 3/6/2025
B
Virginia 3/6/2025
IA
Louisiana 3/6/2025
B
West Virginia 3/6/2025
B
Maine 3/6/2025
B
Wisconsin 3/6/2025
B
Maryland 3/6/2025
B
Wyoming 3/6/2025
B
Michigan 3/6/2025

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
3560 Lenox Road NE SUITE 1100, ATLANTA, GA 30326
Registered with this firm since 3/6/2025
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
3560 Lenox Road NE SUITE 1100, ATLANTA, GA 30326
Registered with this firm since 3/6/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/17/2021 - 03/06/2025 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) ATLANTA, GA
B
 02/17/2021 - 03/06/2025 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
 11/01/2019 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2013 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/05/2006 - 01/02/2013 SCOTT & STRINGFELLOW, LLC (CRD#:6255) ALPHARETTA, GA
B
 01/28/2005 - 01/12/2006 BERGEN CAPITAL, INC. (CRD#:46348) HASBROUCK HEIGHTS, NJ
B
 11/24/2004 - 01/25/2005 DELTA EQUITY SERVICES CORPORATION (CRD#:15650) BOLTON, MA
B
 06/01/1995 - 11/23/2004 THE GMS GROUP, LLC (CRD#:8000) EAST HANOVER, NJ
B
 12/17/1987 - 06/06/1995 INTERSTATE/JOHNSON LANE CORPORATION (CRD#:431) CHARLOTTE, NC
B
 01/29/1982 - 12/22/1987 BEAR, STEARNS & CO. INC. (CRD#:79)
B
 01/14/1976 - 01/31/1982 HENDERSON, FEW & CO. (CRD#:6977)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.