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Detailed Report
JAMES ROBERT MANION
CRD#: 5003401
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2141 Rosecrans Avenue
Suite 3100
El Segundo, CA 90245
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2009 (3 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)
License(s)

State Registrations

B
Alaska 1/10/2022
B
Nevada 8/24/2011
B
Arizona 2/7/2011
B
New Hampshire 6/8/2012
B
California 6/1/2009
B
New Jersey 9/20/2022
IA
California 6/1/2009
B
New Mexico 8/24/2011
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Delaware 12/6/2016
B
North Carolina 8/29/2011
B
District of Columbia 9/2/2020
B
Ohio 6/11/2012
B
Florida 6/1/2009
B
Oklahoma 1/26/2017
B
Georgia 1/19/2023
B
Oregon 11/6/2013
B
Hawaii 2/7/2011
B
Pennsylvania 8/19/2015
B
Illinois 6/1/2009
B
South Carolina 1/3/2018
B
Indiana 6/9/2022
B
Tennessee 2/7/2011
B
Iowa 6/8/2012
B
Texas 2/7/2011
B
Kansas 8/17/2018
IA
Texas 2/15/2011
B
Kentucky 4/12/2019
B
Utah 3/7/2024
B
Maryland 4/8/2013
B
Virginia 5/15/2012
B
Massachusetts 8/24/2011
B
Washington 6/1/2009
B
Michigan 6/8/2012
B
Wisconsin 1/26/2017
B
Minnesota 12/6/2021
B
Wyoming 1/26/2017
B
Montana 5/24/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/22/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) EL SEGUNDO, CA
B
 12/14/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.