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Detailed Report
Patrick S ONeil
PATRICK STEPHEN O'NEAL, PATRICK STEPHEN O'NEIL
CRD#: 5002840
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 22 BULL ST
SAVANNAH, GA 31401
Registration History
20062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2023 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - Present (2 years)BBOFA SECURITIES, INC. (CRD# 283942)2022 - 2022 (<1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2005 - 2007 (1 year)
License(s)

State Registrations

B
Georgia 1/19/2023
B
South Carolina 2/14/2024
IA
Georgia 1/23/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
22 BULL ST, SAVANNAH, GA 31401
Registered with this firm since 1/23/2023
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
22 BULL ST, SAVANNAH, GA 31401
Registered with this firm since 12/16/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/29/2022 - 12/20/2022 BOFA SECURITIES, INC. (CRD#:283942) NEW YORK, NY
B
 08/05/2005 - 05/02/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAVANNAH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.