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MARIA NOELLE HAWKINS
MARIA NOELLE GONZALEZ, NOELLE NOELLE GONZALEZ, NOELLE GONZALEZ
CRD#: 5001619
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 600 NORTHPARK TOWN CENTER
1200 ABERNATHY ROAD SUITE 1850
ATLANTA, GA 30328
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2007 - 2012 (4 years)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2008 - 2012 (4 years)
License(s)

State Registrations

B
Florida 5/14/2012

B
Maryland 1/3/2020

B
Georgia 4/25/2012

B
South Carolina 9/14/2018

IA
Georgia 4/26/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
600 NORTHPARK TOWN CENTER 1200 ABERNATHY ROAD SUITE 1850, ATLANTA, GA 30328
Alpharetta, GA
Registered with this firm since 4/26/2012

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
600 NORTHPARK TOWN CENTER 1200 ABERNATHY ROAD SUITE 1850, ATLANTA, GA 30328
Alpharetta, GA
Registered with this firm since 4/25/2012

Previous Registration(s)
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IA
01/28/2008 - 04/12/2012 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) CORAL GABLES, FL
B
12/04/2007 - 04/12/2012 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) CORAL GABLES, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.