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SCOTT MITCHELL BOYD
SCOTT M BOYD
CRD#: 5000810
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 307 FELLOWSHIP ROAD
SUITE 205
MOUNT LAUREL, NJ 08054
SUITE 205
MOUNT LAUREL, NJ 08054
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
California 1/6/2023
IA
Maryland 2/12/2025
IA
California 1/6/2023
B
New Hampshire 6/23/2016
B
Delaware 10/30/2020
IA
New Hampshire 6/24/2016
IA
Delaware 11/2/2020
B
New Jersey 10/28/2014
B
Florida 1/5/2024
IA
New Jersey 10/29/2014
IA
Florida 1/8/2024
B
New York 12/1/2022
B
Maine 8/23/2023
IA
New York 12/2/2022
IA
Maine 8/24/2023
B
Pennsylvania 10/28/2014
B
Maryland 2/12/2025
IA
Pennsylvania 11/7/2014
SRO Registrations
B
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IA
Registered with this firm since 10/29/2014
B
Registered with this firm since 10/28/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/19/2013 - 08/12/2014 | MARLTON, NJ | |
B | 08/19/2013 - 08/12/2014 | MARLTON, NJ | |
IA | 01/31/2013 - 04/22/2013 | VOORHEES, NJ | |
B | 01/31/2013 - 04/22/2013 | VOORHEES, NJ | |
IA | 11/13/2009 - 09/05/2012 | ARLINGTON, VA | |
B | 03/04/2008 - 09/05/2012 | KING OF PRUSSIA, PA | |
B | 08/16/2005 - 10/25/2006 | PARSIPPANY, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.