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Detailed Report
KATHERINE MARIE OLMSTEAD
KATHERINE MARIE NIENHUIS, KATHERINE M OLMSTEAD, KATHERINE OLMSTEAD
CRD#: 5000671
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 130 EAST SENECA STREET
SUITE 500
ITHACA, NY 14850
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2007 - 2012 (5 years)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 12/12/2023
B
Montana 4/16/2018
B
Arizona 12/7/2012
B
Nevada 8/7/2023
B
Arkansas 12/12/2023
B
New Hampshire 12/7/2012
B
California 12/7/2012
B
New Jersey 12/7/2012
B
Colorado 12/7/2012
IA
New Jersey 12/17/2012
B
Connecticut 12/7/2012
B
New Mexico 12/7/2012
B
Delaware 1/8/2015
B
New York 12/7/2012
B
District of Columbia 12/7/2012
IA
New York 6/16/2021
B
Florida 12/7/2012
B
North Carolina 12/8/2016
B
Georgia 12/7/2012
B
Ohio 12/7/2012
B
Hawaii 12/7/2012
B
Oregon 12/7/2012
B
Idaho 8/16/2019
B
Pennsylvania 12/7/2012
B
Illinois 12/11/2020
B
Rhode Island 2/8/2022
B
Indiana 7/25/2024
B
South Carolina 12/7/2012
B
Iowa 7/25/2024
B
Tennessee 10/19/2021
B
Kansas 12/12/2023
B
Texas 12/7/2012
B
Kentucky 4/7/2021
IA
Texas 4/23/2020
B
Louisiana 12/12/2023
B
Utah 6/25/2014
B
Maine 12/7/2012
B
Vermont 12/7/2012
B
Maryland 12/7/2012
B
Virginia 12/7/2012
B
Massachusetts 12/7/2012
B
Washington 12/7/2012
B
Michigan 12/11/2015
B
West Virginia 12/7/2012
B
Minnesota 12/7/2012
B
Wisconsin 5/13/2022
B
Mississippi 2/15/2019
B
Wyoming 4/30/2014
B
Missouri 7/25/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
130 EAST SENECA STREET SUITE 500, ITHACA, NY 14850
Registered with this firm since 12/17/2012
B
MORGAN STANLEY (CRD#:149777)
130 EAST SENECA STREET SUITE 500, ITHACA, NY 14850
Registered with this firm since 12/7/2012
Previous Registration(s)
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IA
 11/16/2007 - 12/11/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ITHACA, NY
B
 11/15/2007 - 12/11/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ITHACA, NY
IA
 10/21/2005 - 04/04/2006 MORGAN STANLEY (CRD#:7556) FALLBROOK, CA
B
 09/02/2005 - 04/04/2006 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.