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ASHRAF A FELIX
CRD#: 5000621
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 3060 PEACHTREE ROAD
ATLANTA, GA 30305
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (5 years)BCITI PRIVATE ALTERNATIVES, LLC (CRD# 153777)2019 - 2024 (5 years)
Disclosure(s)
View By:
8/29/2023
Judgment / Lien
11/13/2019
Judgment / Lien
License(s)

State Registrations

IA
California 4/3/2019

IA
Georgia 3/28/2024

B
Georgia 3/28/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
3060 PEACHTREE ROAD, ATLANTA, GA 30305
Registered with this firm since 4/3/2019

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
3060 PEACHTREE ROAD, ATLANTA, GA 30305
Registered with this firm since 1/25/2019

Previous Registration(s)
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B
01/25/2019 - 04/01/2024 CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777) Atlanta, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.