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MICHAEL SETH LEHMAN
CRD#: 4999885
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 32255 NORTHWESTERN HWY
STE 200
FARMINGTON HILLS, MI 48334-1574
Registration History
20082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - 2017 (10 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - 2017 (6 years)
Disclosure(s)
View By:
1/15/2025
Customer Dispute
Pending
License(s)

State Registrations

B
Arizona 8/25/2017

B
Minnesota 12/3/2020

B
Arkansas 1/11/2024

B
Montana 2/16/2022

B
California 8/25/2017

B
Nevada 8/25/2017

B
Colorado 2/3/2025

B
New Jersey 2/9/2021

B
Connecticut 5/1/2024

B
New Mexico 9/26/2019

B
District of Columbia 8/25/2017

B
New York 8/25/2017

B
Florida 8/25/2017

B
North Carolina 9/10/2024

B
Georgia 8/25/2017

B
Ohio 8/25/2017

B
Illinois 8/25/2017

B
Pennsylvania 5/17/2019

B
Indiana 4/12/2021

B
South Carolina 4/18/2019

B
Louisiana 12/1/2022

B
Texas 7/31/2018

B
Maine 9/15/2023

IA
Texas 8/1/2018

B
Maryland 9/15/2023

B
Utah 7/25/2018

B
Massachusetts 8/25/2017

B
Virginia 8/25/2017

B
Michigan 8/25/2017

B
Washington 4/18/2019

IA
Michigan 8/25/2017

B
Wisconsin 8/25/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
32255 NORTHWESTERN HWY STE 200, FARMINGTON HILLS, MI 48334-1574
Bloomfield Hills, MI
Registered with this firm since 8/25/2017

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
32255 NORTHWESTERN HWY STE 200, FARMINGTON HILLS, MI 48334-1574
Bloomfield Hills, MI
Registered with this firm since 8/25/2017

Previous Registration(s)
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IA
12/21/2010 - 09/15/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) FARMINGTON HILLS, MI
B
01/30/2007 - 09/15/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) FARMINGTON HILLS, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.