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Detailed Report
ERIC-ALLEN TSUTOMU CHING
CRD#: 4999619
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1001 BISHOP ST
STE 1900
HONOLULU, HI 96813
Registration History
20062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2007 - Present (17 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2005 - Present (19 years)
License(s)

State Registrations

B
Arizona 1/7/2009
B
Nevada 11/15/2005
B
California 11/15/2005
B
New Jersey 4/12/2023
B
Colorado 2/9/2007
B
New Mexico 5/21/2015
B
Connecticut 12/5/2018
B
New York 12/2/2009
B
Delaware 11/28/2023
B
North Carolina 2/21/2025
B
Florida 10/30/2014
B
Ohio 2/26/2023
B
Georgia 11/25/2020
B
Oklahoma 2/16/2016
B
Hawaii 10/28/2005
B
Oregon 2/9/2007
IA
Hawaii 10/26/2007
B
Pennsylvania 9/20/2018
B
Illinois 3/6/2023
B
Rhode Island 11/4/2022
B
Kansas 2/9/2007
B
South Carolina 10/30/2014
B
Maryland 1/7/2009
B
Texas 2/9/2007
B
Massachusetts 6/27/2024
IA
Texas 1/6/2014
B
Michigan 7/2/2024
B
Utah 5/3/2023
B
Minnesota 12/19/2018
B
Virginia 6/3/2010
B
Mississippi 8/31/2021
B
Washington 11/15/2005
B
Missouri 2/13/2019
B
Wisconsin 3/25/2022
B
Nebraska 5/29/2008
B
Wyoming 4/9/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1001 BISHOP ST STE 1900, HONOLULU, HI 96813
Registered with this firm since 10/26/2007
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1001 BISHOP ST STE 1900, HONOLULU, HI 96813
Registered with this firm since 9/8/2005
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.