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BRIAN THOMAS MCCONNELL
BRIAN T. MCCONNELL
CRD#: 4999458
IA
B
THE AMERIFLEX GROUPCRD#: 305585 9364 Teddy Lane
Unit 102
Lone Tree, CO 80124
Unit 102
Lone Tree, CO 80124
OSAIC WEALTH, INC.CRD#: 23131 9364 TEDDY LANE #102
LONE TREE, CO 80124
LONE TREE, CO 80124
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Arizona 9/1/2023
B
Nebraska 9/1/2023
B
California 9/1/2023
B
New York 1/10/2025
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Colorado 9/22/2020
B
Oklahoma 9/1/2023
B
Colorado 9/1/2023
B
Utah 9/1/2023
B
Florida 9/1/2023
B
Wyoming 9/1/2023
B
Montana 9/1/2023
SRO Registrations
B
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Registered with this firm since 9/22/2020
B
Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/04/2019 - 09/01/2023 | LONE TREE, CO | |
IA | 11/04/2019 - 12/17/2020 | LONE TREE, CO | |
IA | 03/25/2017 - 11/14/2019 | GREENWOOD VILLAGE, CO | |
B | 03/25/2017 - 11/14/2019 | GREENWOOD VILLAGE, CO | |
IA | 01/02/2015 - 03/25/2017 | GREENWOOD VILLAGE, CO | |
B | 01/02/2015 - 03/25/2017 | GREENWOOD VILLAGE, CO | |
IA | 03/21/2013 - 01/02/2015 | GREENWOOD VILLAGE, CO | |
B | 03/21/2013 - 01/02/2015 | GREENWOOD VILLAGE, CO | |
IA | 05/23/2007 - 03/26/2013 | DENVER, CO | |
B | 05/08/2007 - 03/26/2013 | DENVER, CO | |
IA | 04/21/2006 - 01/24/2007 | DENVER, CO | |
B | 12/12/2005 - 01/24/2007 | DENVER, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.