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Detailed Report
JOHN TRANAS
CRD#: 4997693
IA
Investment Adviser
B
Broker
BERNARDI ASSET MANAGEMENT, LLCCRD#: 120110 423 CENTRAL AVENUE
NORTHFIELD, IL 60093
BERNARDI SECURITIES, INC.CRD#: 15834 423 Central Avenue
Northfield, IL 60093
Registration History
20062008201020122014201620182020202220242026IABERNARDI ASSET MANAGEMENT, LLC (CRD# 120110)2007 - Present (17 years)BBERNARDI SECURITIES, INC. (CRD# 15834)2005 - Present (19 years)
License(s)

State Registrations

B
Arizona 10/6/2016
B
Michigan 10/6/2016
B
California 10/6/2016
B
Minnesota 10/6/2016
B
Colorado 10/6/2016
B
New Jersey 10/6/2016
B
Connecticut 10/6/2016
B
New York 10/6/2016
B
Florida 10/6/2016
B
North Carolina 10/6/2016
B
Georgia 10/6/2016
B
Ohio 10/6/2016
IA
Illinois 8/13/2007
B
Oregon 10/6/2016
B
Illinois 10/6/2016
B
South Carolina 10/6/2016
B
Indiana 10/6/2016
B
Texas 10/6/2016
B
Iowa 10/6/2016
B
Virginia 10/6/2016
B
Kentucky 10/6/2016
B
Washington 10/6/2016
B
Maryland 10/6/2016
B
Wisconsin 10/6/2016
B
Massachusetts 10/6/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BERNARDI ASSET MANAGEMENT, LLC (CRD#:120110)
423 CENTRAL AVENUE, NORTHFIELD, IL 60093
Registered with this firm since 8/13/2007
B
BERNARDI SECURITIES, INC. (CRD#:15834)
423 Central Avenue, Northfield, IL 60093
423 CENTRAL AVENUE, NORTHFIELD, IL 60093
Registered with this firm since 12/20/2005
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.