Individual Firm
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DANIEL MACHADO
CRD#: 4996369
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 4200 SW 152ND AVENUE
MIAMI, FL 33185
MIAMI, FL 33185
View By:
9/27/2008
Customer Dispute
Settled
State Registrations
B
California 7/15/2013
B
New York 10/20/2016
B
Colorado 5/5/2014
B
Puerto Rico 4/8/2015
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District of Columbia 9/18/2013
B
South Carolina 3/27/2018
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Florida 7/22/2013
B
Texas 11/10/2019
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Florida 7/22/2013
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Texas 11/21/2019
B
Louisiana 5/11/2017
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/22/2013
B
Registered with this firm since 7/15/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/09/2013 - 07/16/2013 | MIAMI BEACH, FL | |
B | 05/29/2013 - 07/16/2013 | MIAMI BEACH, FL | |
IA | 06/15/2006 - 06/16/2011 | MIAMI, FL | |
IA | 06/15/2006 - 06/16/2011 | CORAL GABLES, FL | |
B | 06/14/2006 - 06/16/2011 | CORAL GABLES, FL | |
IA | 10/11/2005 - 06/06/2006 | MIAMI, FL | |
B | 09/12/2005 - 06/06/2006 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.